When PFI Advisors is hired to perform an Operational Diagnostic of an RIA, one of the important components of our assessment is a review of the firm’s compliance manual to ensure it matches what is ...

ASTA released the 2014 U.S. Travel Agency Regulatory Compliance Handbook, which is a white paper designed to help members ensure they are complying with regulatory, statutory and legal obligations.

To assist fleets in their efforts to comply with Federal Motor Carrier Safety Regulations (FMCSRs), J.J. Keller & Associates is offering a new FMCSA Compliance Manual. The manual represents a ...

Anrok reports sales tax complexity can drain SaaS margins, costing companies $400K annually due to compliance issues and ...

Microsoft has acted swiftly after the Web site Cryptome leaked its “Global Criminal Compliance Handbook.” The guide does exactly what it says: outlines the surveillance services the software company ...

Hardlines compliance has lagged; furniture, hardware, toys and sporting goods retailers still rely on manual processes and ...